RedFlags, Allegations and Complaints against MYLENE SUAZO BARCELONA
Disclosure #1 for MYLENE BARCELONA
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- eventDate: 6/26/2003
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE CLIENT ALLEGES SHE WAS NOT INFORMED OF SALES CHARGES IN EXCESS OF $10000.00 DUE TO MUTUAL FUND PURCHASES IN 2002.
- Damage Amount Requested: $10,000.00
- Arbitration Docket Number:
- Broker Comment: THE FIRM FOUND THE ADVISOR PROVIDED FULL AND FAIR DISCLOSURE REGARDING THE SALES CHARGES ASSOCIATED WITH THE CLIENT’S MUTUAL FUND PURCHASES. THE CLIENT MADE THE DECISION TO PURCHASE A SHARES AFTER THE OPTIONS HAD BEEN EXPLAINED TO HER. WE DENIED THE CLAIM AS UNJUSTIFIED AND TOOK NO FURTHER ACTIONS.
Should I file a FINRA complaint against brokers like MYLENE SUAZO BARCELONA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by MYLENE SUAZO BARCELONA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About MYLENE SUAZO BARCELONA
What is MYLENE BARCELONA’s Central Registration Depository (CRD) Number?
Which firm is MYLENE SUAZO BARCELONA associated with?
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Where is MYLENE BARCELONA located?
1 TOWN CENTER RD, BOCA RATON, FL, 33486
Where can I find more details about MYLENE BARCELONA’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/7691 to read a detailed report for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Are there any disclosures, allegations or complaints filed against MYLENE SUAZO BARCELONA?
Where can I download a detailed FINRA report for MYLENE BARCELONA?
Is it safe to do business with MYLENE SUAZO BARCELONA?
We’re not sure. Please research MYLENE BARCELONA’s disclosures, allegations and complaints before taking a decision
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