RedFlags, Allegations and Complaints against NICHOLAS C IGNATOWSKI
Disclosure #1 for NICHOLAS IGNATOWSKI
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- eventDate: 3/21/2017
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CUSTOMERS ALLEGE THAT FEES AND SURRENDER CHARGES FOR VARIABLE ANNUITIES PURCHASED IN SEPTEMBER 2014 WERE NOT DISCLOSED AND REQUESTED WAIVER OF SURRENDER CHARGES.
- Arbitration Docket Number:
- Broker Comment: COMPLAINT HAS BEEN DENIED. ALL FEES AND SURRENDER CHARGES WERE DISCLOSED AND SPECIFICALLY ACKNOWLEDGED IN WRITING. TRANSACTION WAS SUITABLE FOR CUSTOMERS’ STATED OBJECTIVE OF RETIRING AT AGE 60 AND GUARANTEEING A PORTION OF THEIR RETIREMENT INCOME.
Should I file a FINRA complaint against brokers like NICHOLAS C IGNATOWSKI?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by NICHOLAS C IGNATOWSKI’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About NICHOLAS C IGNATOWSKI
What is NICHOLAS IGNATOWSKI’s Central Registration Depository (CRD) Number?
Which firm is NICHOLAS C IGNATOWSKI associated with?
LPL FINANCIAL LLC
Where is NICHOLAS IGNATOWSKI located?
10909 W GREENFIELD AVE,STE 101, MILWAUKEE, WI, 53214
Where can I find more details about NICHOLAS IGNATOWSKI’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against NICHOLAS C IGNATOWSKI?
Where can I download a detailed FINRA report for NICHOLAS IGNATOWSKI?
Is it safe to do business with NICHOLAS C IGNATOWSKI?
We’re not sure. Please research NICHOLAS IGNATOWSKI’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:50 am
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