RedFlags, Allegations and Complaints against NICHOLAS P NACHBUR
Disclosure #1 for NICHOLAS NACHBUR
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- eventDate: 2/21/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: THE CUSTOMER ALLEGES MISREPRESENTATION CONCERNING THE LIQUIDITY OF AUCTION MARKET SECURITIES AND THAT THE FINANCIAL ADVISOR MADE AN UNSUITABLE INVESTMENT RECOMMENDATION. DAMAGES UNSPECIFIED.
- Arbitration Docket Number:
- Broker Comment: FIRM REPURCHASED $150,000.00 OF AUCTION MARKET SECURITIES FROM CLIENTS AT PAR VALUE. AT TIME OF REPURCHASE THERE WAS NO AVAILABLE MARKET IN WHICH TO SELL THE SECURITIES.
Should I file a FINRA complaint against brokers like NICHOLAS P NACHBUR?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by NICHOLAS P NACHBUR’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About NICHOLAS P NACHBUR
What is NICHOLAS NACHBUR’s Central Registration Depository (CRD) Number?
Which firm is NICHOLAS P NACHBUR associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is NICHOLAS NACHBUR located?
3369 Crater Lake Hwy Ste 101, Medford, OR, 97504
Where can I find more details about NICHOLAS NACHBUR’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against NICHOLAS P NACHBUR?
Where can I download a detailed FINRA report for NICHOLAS NACHBUR?
Is it safe to do business with NICHOLAS P NACHBUR?
We’re not sure. Please research NICHOLAS NACHBUR’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:39 am
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