RedFlags, Allegations and Complaints against Nicole Leigh May
Disclosure #1 for Nicole May
- eventDate: 6/20/2006
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENTS ALLEGE THAT THEIR AGENTS DID NOT DISCLOSE NOR FULLY EXPLAIN ALL THE TERMS AND PROVISIONS OF THEIR FOUR ANNUITY CONTRACTS INCLUDING THE GUARANTEED MINIMUM INCOME BENEFIT BASE AND HOW WITHDRAWALS FROM THEIR ANNUITY CONTRACTS WILL AFFECT THEIR BENEFIT BASE. DAMAGES ARE UNSPECIFIED.
- Arbitration Docket Number:
- Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER COMPLAINT.
Should I file a FINRA complaint against brokers like Nicole Leigh May?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Nicole Leigh May’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Nicole Leigh May
What is Nicole May’s Central Registration Depository (CRD) Number?
Which firm is Nicole Leigh May associated with?
RAYMOND JAMES FINANCIAL SERVICES, INC.
Where is Nicole May located?
5619 DTC Parkway, Greenwood Village, CO, 80111
Where can I find more details about Nicole May’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6694 to read a detailed report for RAYMOND JAMES FINANCIAL SERVICES, INC.
Are there any disclosures, allegations or complaints filed against Nicole Leigh May?
Where can I download a detailed FINRA report for Nicole May?
Is it safe to do business with Nicole Leigh May?
We’re not sure. Please research Nicole May’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:49 am
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