RedFlags, Allegations and Complaints against NIMROD PERETZ GAUSS-SAMET
Disclosure #1 for NIMROD GAUSS-SAMET
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- eventDate: 9/5/2012
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT PURCHASED A PACIFIC LIFE VARIABLE ANNUITY IN 2008, SIGNING COMPLETE DISCLOSURES & APPLICATION. ROUGHLY 4.5 YEARS LATER, SHE ALLEGED THAT SHE DID NOT KNOW SHE HAD INVESTED IN THE PACIFIC LIFE CONTRACT, THAT SHE WAS CHARGED A PENALTY TO GET HER MONEY AND THAT SHE WAS LOSING MONEY. SIGNED DOCUMENTS AT TIME OF SALE AND HER OWN PATTERN OF MAKING SIGNIFICANT WITHDRAWALS OF PRINCIPAL, CAUSING FULLY DISCLOSED SURRENDER CHARGES, REFUTE HER ALLEGATIONS.
- Damage Amount Requested: $11,850.00
- Arbitration Docket Number:
- Broker Comment: LETTER DENYING CLAIM WAS MAILED TO CLIENT.
Should I file a FINRA complaint against brokers like NIMROD PERETZ GAUSS-SAMET?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by NIMROD PERETZ GAUSS-SAMET’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About NIMROD PERETZ GAUSS-SAMET
What is NIMROD GAUSS-SAMET’s Central Registration Depository (CRD) Number?
Which firm is NIMROD PERETZ GAUSS-SAMET associated with?
ASSOCIATED INVESTMENT SERVICES, INC.
Where is NIMROD GAUSS-SAMET located?
300 E. WASHINGTON STREET, SLINGER, WI, 53086
Where can I find more details about NIMROD GAUSS-SAMET’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/1464 to read a detailed report for ASSOCIATED INVESTMENT SERVICES, INC.
Are there any disclosures, allegations or complaints filed against NIMROD PERETZ GAUSS-SAMET?
Where can I download a detailed FINRA report for NIMROD GAUSS-SAMET?
Is it safe to do business with NIMROD PERETZ GAUSS-SAMET?
We’re not sure. Please research NIMROD GAUSS-SAMET’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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