RedFlags, Allegations and Complaints against OLIVER REEVES
Disclosure #1 for OLIVER REEVES
-
- Event Date: 10/24/2014
- Disclosure Type: Customer Dispute
- Resolution: Settled
- Allegations: THE CUSTOMER ALLEGES THAT IN DECEMBER 2012, HE WAS RECOMMENDED TO PURCHASE A SURVIVORSHIP VARIABLE UNIVERSAL LIFE INSURANCE THAT HE DID NOT ASK FOR AND WAS LED TO BELIEVE THE POLICY SERVED HIS INTENDED GOALS AND FINANCIAL OBJECTIVES. THE CUSTOMER IS REQUESTING THE RETURN OF THE SURRENDER CHARGES HE INCURRED.
- Damage Amount Requested: $21,000.00
- Settlement Amount: $22,713.14
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like OLIVER REEVES?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by OLIVER REEVES’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About OLIVER REEVES
What is OLIVER REEVES’s Central Registration Depository (CRD) Number?
Which firm is OLIVER REEVES associated with?
NYLIFE SECURITIES LLC
Where is OLIVER REEVES located?
639 LOYOLA AVENUE, NEW ORLEANS, LA, 70113
Where can I find more details about OLIVER REEVES’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/5167 to read a detailed report for NYLIFE SECURITIES LLC
Are there any disclosures, allegations or complaints filed against OLIVER REEVES?
Where can I download a detailed FINRA report for OLIVER REEVES?
Is it safe to do business with OLIVER REEVES?
We’re not sure. Please research OLIVER REEVES’s disclosures, allegations and complaints before taking a decision
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/oliver-reeves-nylife-securities-llc/.
