RedFlags, Allegations and Complaints against PAUL A DOWD
Disclosure #1 for PAUL DOWD
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- eventDate: 4/25/2012
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Closed-No Action
- Disclosure Detail :: Allegations: COMPLAINT ALLEGES THAT IN 2011 THE PRODUCER SOLD HER AN UNSUITABLE FIXED ANNUITY, WHICH SHE FUNDED WITH MONEY FROM HER MUTUAL FUNDS. FURTHER ALLEGES THAT INCORRECT FINANCIAL INFORMATION WAS PROVIDED ON HER APPLICATION AND THAT SHE NEVER RECEIVED HER CONTRACT.
- Damage Amount Requested: $15,746.16
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like PAUL A DOWD?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by PAUL A DOWD’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About PAUL A DOWD
What is PAUL DOWD’s Central Registration Depository (CRD) Number?
Which firm is PAUL A DOWD associated with?
PARK AVENUE SECURITIES LLC
Where is PAUL DOWD located?
2626 GLENWOOD AVENUE, RALEIGH, NC, 27608
Where can I find more details about PAUL DOWD’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/46173 to read a detailed report for PARK AVENUE SECURITIES LLC
Are there any disclosures, allegations or complaints filed against PAUL A DOWD?
Where can I download a detailed FINRA report for PAUL DOWD?
Is it safe to do business with PAUL A DOWD?
We’re not sure. Please research PAUL DOWD’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:38 pm
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