RedFlags, Allegations and Complaints against Paul Anthony Modafferi
Disclosure #1 for Paul Modafferi
- eventDate: 2/17/2011
- Disclosure Type: Judgment / Lien
- Disclosure Resolution:
- Disclosure Detail :: Judgment/Lien Amount: $20,000.00
- Judgment/Lien Type: Civil
- Broker Comment: THROUGH DIVORCE, I AGREED TO TAKE DEBT SO EX-WIFE WOULD NOT HAVE TO STRUGGLE CONSIDERING SHE DID NOT WORK AT THAT TIME WITH MY THREE KIDS. ONCE DIVORCE FINALIZED, I ADDRESSED EACH OUTSTANDING MATTER. I MADE SEVERAL ATTEMPTS TO RESOLVE PRIOR TO COURT. I HAVE BEEN CURRENT IN THIS JUDGMENT AND HAVE THE ABILITY TO DO AN OFFER OF COMPROMISE TO SETTLE, SATISFY AND CLEAR THIS JUDGMENT, PENDING A SETTLEMENT FIGURE FROM THE JUDGMENT HOLDER.
Should I file a FINRA complaint against brokers like Paul Anthony Modafferi?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Paul Anthony Modafferi’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Paul Anthony Modafferi
What is Paul Modafferi’s Central Registration Depository (CRD) Number?
Which firm is Paul Anthony Modafferi associated with?
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Where is Paul Modafferi located?
13A MAIN ST, SPARTA, NJ, 7871
Where can I find more details about Paul Modafferi’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/7691 to read a detailed report for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Are there any disclosures, allegations or complaints filed against Paul Anthony Modafferi?
Where can I download a detailed FINRA report for Paul Modafferi?
Is it safe to do business with Paul Anthony Modafferi?
We’re not sure. Please research Paul Modafferi’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:45 am
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