RedFlags, Allegations and Complaints against PAUL MICHAEL JACOBS
Disclosure #1 for PAUL JACOBS
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- eventDate: 5/6/2011
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CLIENT ALLEGES UNAUTHORIZED TRADE
- Damage Amount Requested: $40,000.00
- Settlement Amount: $40,000.00
- Arbitration Docket Number:
- Broker Comment: UPON REVIEW BY THE FIRM, IT WAS CONCLUDED THE ORDER WAS APPROPRIATELY ENTERED IN ACCORDANCE WITH CLIENT INSTRUCTIONS PROVIDED ON A RECORDED TELEPHONE LINE. THE COMPLAINT WAS SETTLED BY THE FIRM IN AN EFFORT TO MAINTAIN THE CLIENT RELATIONSHIP.
Should I file a FINRA complaint against brokers like PAUL MICHAEL JACOBS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by PAUL MICHAEL JACOBS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About PAUL MICHAEL JACOBS
What is PAUL JACOBS’s Central Registration Depository (CRD) Number?
Which firm is PAUL MICHAEL JACOBS associated with?
CHARLES SCHWAB & CO., INC.
Where is PAUL JACOBS located?
16811 Burke Street, Omaha, NE, 68118
Where can I find more details about PAUL JACOBS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/5393 to read a detailed report for CHARLES SCHWAB & CO., INC.
Are there any disclosures, allegations or complaints filed against PAUL MICHAEL JACOBS?
Where can I download a detailed FINRA report for PAUL JACOBS?
Is it safe to do business with PAUL MICHAEL JACOBS?
We’re not sure. Please research PAUL JACOBS’s disclosures, allegations and complaints before taking a decision
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