RedFlags, Allegations and Complaints against Peter John Fendler
Disclosure #1 for Peter Fendler
- eventDate: 3/16/1984
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: criminalCharges :: Charges: DRUG POSSESSION-NO DAMAGES OR CLAIMS
- Charge Type: FELONY
- Disposition: I DID NOT HOLD A SECURITIES LICENSE AT THE TIME, HOWEVER THERE WAS NO CONVICTION FINE, SUSPENSION, PENALTIES OR RESTRICTIONS PLACED ON EITHER MY DRIVERS LICENSE OR THE COAST GUARD LICENSE THAT I HAD AT THAT TIME AS THE CASE WAS DISMISSED. WENT THROUGH A PROCESS CALLED PRETRIAL INTEVENTION, OTHER THAN THAT I RECALL NO PENALTIES OF ANY KIND. I DON`T ACTUALLY RECALL BEING FORMALLY CHARGED IT WAS SO LONG AGO.
- Broker Comment: NOT PROVIDED
Should I file a FINRA complaint against brokers like Peter John Fendler?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Peter John Fendler’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Peter John Fendler
What is Peter Fendler’s Central Registration Depository (CRD) Number?
Which firm is Peter John Fendler associated with?
COMMONWEALTH FINANCIAL NETWORK
Where is Peter Fendler located?
275 US ROUTE ONE, CUMBERLAND FORESIDE, ME, 4110
Where can I find more details about Peter Fendler’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/8032 to read a detailed report for COMMONWEALTH FINANCIAL NETWORK
Are there any disclosures, allegations or complaints filed against Peter John Fendler?
Where can I download a detailed FINRA report for Peter Fendler?
Is it safe to do business with Peter John Fendler?
We’re not sure. Please research Peter Fendler’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:31 pm
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