PETER JOHN GAUTHIER at CAMBRIDGE INVESTMENT RESEARCH, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 3047971

Disclosure #1 for PETER GAUTHIER

    • eventDate: 5/19/2021
    • Disclosure Type: Judgment / Lien
    • Disclosure Resolution:
    • Disclosure Detail :: Judgment/Lien Amount: $79,825.17
    • Judgment/Lien Type: Tax
    • Broker Comment: RR states his 1099 income from the 2016 tax year was incorrectly doubled which created an incorrect tax amount with years of penalties and interest. RR has appealed the tax lien.

Should I file a FINRA complaint against brokers like PETER JOHN GAUTHIER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by PETER JOHN GAUTHIER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About PETER JOHN GAUTHIER

What is PETER GAUTHIER’s Central Registration Depository (CRD) Number?

Which firm is PETER JOHN GAUTHIER associated with?


Where is PETER GAUTHIER located?

14624 Tanja Kin BLVD, Orlando, FL, 32828

Where can I find more details about PETER GAUTHIER’s Investment Firm?

Visit to read a detailed report for CAMBRIDGE INVESTMENT RESEARCH, INC.

Are there any disclosures, allegations or complaints filed against PETER JOHN GAUTHIER?

Yes. There are disclosures, allegations, or complaints filed against PETER JOHN GAUTHIER. Click here to view all details

Where can I download a detailed FINRA report for PETER GAUTHIER?

Click here to download a detailed FINRA report for PETER GAUTHIER

Is it safe to do business with PETER JOHN GAUTHIER?

We’re not sure. Please research PETER GAUTHIER’s disclosures, allegations and complaints before taking a decision

Originally reported on November 16, 2022 @ 12:50 am

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