RedFlags, Allegations and Complaints against PETER MICHAEL TORABKHAN
Disclosure #1 for PETER TORABKHAN
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- Event Date: 3/13/2018
- Disclosure Type: Regulatory
- Resolution: Final |FDA Docket:2016050114801
- AAO Docket: 2016050114801
- Initiated By: FINRA
- Allegations: Without admitting or denying the findings, Torabkhan consented to the sanctions and to the entry of findings that he exercised discretion in the accounts of customers without having obtained written authorization from the customers to place discretionary trades and without his member firm having accepted the accounts as discretionary.
- Resolution: Acceptance, Waiver & Consent(AWC) |Sanctions: Civil and Administrative Penalty(ies)/Fine(s) |Amount: $2,500.00 Sanctions: Suspension |Registration Capacities Affected: All capacities
- Duration: 10 business days
- Start Date: 4/2/2018
- End Date: 4/13/2018
- Regulator Statement: Fines paid in full on April 18, 2018.
Should I file a FINRA complaint against brokers like PETER MICHAEL TORABKHAN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by PETER MICHAEL TORABKHAN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About PETER MICHAEL TORABKHAN
What is PETER TORABKHAN’s Central Registration Depository (CRD) Number?
Which firm is PETER MICHAEL TORABKHAN associated with?
ALLIED MILLENNIAL PARTNERS, LLC
Where is PETER TORABKHAN located?
THREE WORLD FINANCIAL CENTER, NEW YORK, NY, 10281
Where can I find more details about PETER TORABKHAN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/16569 to read a detailed report for ALLIED MILLENNIAL PARTNERS, LLC
Are there any disclosures, allegations or complaints filed against PETER MICHAEL TORABKHAN?
Where can I download a detailed FINRA report for PETER TORABKHAN?
Is it safe to do business with PETER MICHAEL TORABKHAN?
We’re not sure. Please research PETER TORABKHAN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:31 pm
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