RedFlags, Allegations and Complaints against PHILIP TOUATI DELORD
Disclosure #1 for PHILIP DELORD
- eventDate: 5/19/1999
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: FAILURE TO FOLLOW INSTRUCTIONS REGARDING PURCHASE OF 500 INTC BEFORE STOCK SPLIT.
- Damage Amount Requested: $33,000.00
- Arbitration Docket Number:
- Broker Comment: ON AT LEAST TWO PREVIOUS OCCASIONS, CUSTOMER HAS PURCHASED STOCKS BEFORE THEY HAD SPLIT. CUSTOMER WAS FULLY AWARE THAT HER PURCHSE OF INTEL WOULD BE BEFORE THE STOCK SPLIT. OLDE DISCOUNT CORPORATION REVIEWED TEH MATTER AND DETERMINED THAT THE CLAIM WAS WITHOUT MERIT.
Should I file a FINRA complaint against brokers like PHILIP TOUATI DELORD?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by PHILIP TOUATI DELORD’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About PHILIP TOUATI DELORD
What is PHILIP DELORD’s Central Registration Depository (CRD) Number?
Which firm is PHILIP TOUATI DELORD associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is PHILIP DELORD located?
16220 N SCOTTSDALE RD, SCOTTSDALE, AZ, 85254
Where can I find more details about PHILIP DELORD’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against PHILIP TOUATI DELORD?
Where can I download a detailed FINRA report for PHILIP DELORD?
Is it safe to do business with PHILIP TOUATI DELORD?
We’re not sure. Please research PHILIP DELORD’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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