QASIM SHARIF ELLIS at EQUITABLE ADVISORS, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 6083667

Disclosure #1 for QASIM ELLIS

    • Event Date: 1/5/2022
    • Disclosure Type: Customer Dispute
    • Resolution: Denied
    • Allegations: Client alleges the RR misrepresented a variable insurance policy sold in 2019.
    • Arbitration Docket Number:
    • Broker Comment: The firm found no basis to the customer complaint.

Should I file a FINRA complaint against brokers like QASIM SHARIF ELLIS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by QASIM SHARIF ELLIS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About QASIM SHARIF ELLIS

What is QASIM ELLIS’s Central Registration Depository (CRD) Number?

Which firm is QASIM SHARIF ELLIS associated with?


Where is QASIM ELLIS located?


Where can I find more details about QASIM ELLIS’s Investment Firm?

Visit to read a detailed report for EQUITABLE ADVISORS, LLC

Are there any disclosures, allegations or complaints filed against QASIM SHARIF ELLIS?

Yes. There are disclosures, allegations, or complaints filed against QASIM SHARIF ELLIS. Click here to view all details

Where can I download a detailed FINRA report for QASIM ELLIS?

Click here to download a detailed FINRA report for QASIM ELLIS

Is it safe to do business with QASIM SHARIF ELLIS?

We’re not sure. Please research QASIM ELLIS’s disclosures, allegations and complaints before taking a decision

The views and opinions expressed in these articles are those of the source and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.

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