RedFlags, Allegations and Complaints against REBECCA VARDIAN BENNETT
Disclosure #1 for REBECCA BENNETT
-
- Event Date: 5/20/1998
- Disclosure Type: Criminal
- Resolution: Final Disposition
- iaCtgryType: 20
- criminalCharges :: Charges: CLASS A MISDEMEANOR, 1 COUNT, BAD CHECK UNDER $150.00, PLEAD GUILTY
- Charge Type: MISDEMEANOR
- Disposition: CONVICTED OF PASSING BAD CHECK IN THE AMOUNT OF $45.09 WITH A CLASS A MISDEMEANOR. PENALTY WAS A $35.00 FINE PLUS COURT FEES. FINE DUE AND PAID ON MAY 10, 1999.
- Broker Comment: THIS WAS A CHECK FOR GROCERIES AND AN OVERSIGHT. I HAD MISTAKENLY CHECKED OFF THE CHECK AS CLEARED AND CONTINUED TO SHOP AT THE GROCERY STORE IN QUESTION. WAS NOT INFORMED BY GROCERY STORE OF UNCLEARED CHECK. WAS PULLED OVER ON APRIL 21ST, 1999 AND WAS INFORMED THAT I HAD A BENCH WARRANT FOR PASSING BAD CHECKS. I WENT TO COURT AND PAID MY FINE. I UNDERSTAND THAT IT WAS MY RESPONSIBILITY, HOWEVER, THERE WAS NO INTENT TO DEFRAUD ANYONE. IT WAS AN ACCIDENT AND IF I WAS AWARE I WOULD HAVE TAKEN CARE OF IT. I DON’T RECALL RECEIVING ANY FORM OF COMMUNICATION FROM THE STORE IN QUESTION OR THE PROSECUTING ATTORNEY’S OFFICE. AGAIN, IT WAS MY RESPONSIBILITY TO CHECK MY ACCOUNT MORE CLOSELY.
Should I file a FINRA complaint against brokers like REBECCA VARDIAN BENNETT?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by REBECCA VARDIAN BENNETT’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About REBECCA VARDIAN BENNETT
What is REBECCA BENNETT’s Central Registration Depository (CRD) Number?
Which firm is REBECCA VARDIAN BENNETT associated with?
NYLIFE DISTRIBUTORS LLC
Where is REBECCA BENNETT located?
200 Public Square, Cleveland, OH, 44114-2316
Where can I find more details about REBECCA BENNETT’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/35350 to read a detailed report for NYLIFE DISTRIBUTORS LLC
Are there any disclosures, allegations or complaints filed against REBECCA VARDIAN BENNETT?
Where can I download a detailed FINRA report for REBECCA BENNETT?
Is it safe to do business with REBECCA VARDIAN BENNETT?
We’re not sure. Please research REBECCA BENNETT’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:44 am
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/rebecca-vardian-bennett-nylife-distributors-llc/.
