RedFlags, Allegations and Complaints against RICHARD JAMES RUGEL
Disclosure #1 for RICHARD RUGEL
- eventDate: 5/14/2020
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CUSTOMER HAS ALLEGED REPRESENTATIVE MISREPRESENTED THE VARIABLE ANNUITY SOLD TO HIM IN SEPTEMBER 2019, WHICH REPLACED HIS PREVIOUS VARIABLE ANNUITY BY INDICATING THE NEW VARIABLE ANNUITY WOULD PROVIDE GREATER GUARANTEED INCOME FOR THE CUSTOMER.
- Settlement Amount: $67,600.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like RICHARD JAMES RUGEL?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by RICHARD JAMES RUGEL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About RICHARD JAMES RUGEL
What is RICHARD RUGEL’s Central Registration Depository (CRD) Number?
Which firm is RICHARD JAMES RUGEL associated with?
PRUCO SECURITIES, LLC.
Where is RICHARD RUGEL located?
TWO CORPORATE DRIVE, SHELTON, CT, 6484
Where can I find more details about RICHARD RUGEL’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/5685 to read a detailed report for PRUCO SECURITIES, LLC.
Are there any disclosures, allegations or complaints filed against RICHARD JAMES RUGEL?
Where can I download a detailed FINRA report for RICHARD RUGEL?
Is it safe to do business with RICHARD JAMES RUGEL?
We’re not sure. Please research RICHARD RUGEL’s disclosures, allegations and complaints before taking a decision
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