RedFlags, Allegations and Complaints against RICHARD MICHAEL FERAULO
Disclosure #1 for RICHARD FERAULO
- eventDate: 2/8/2010
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENTS ALLEGED THE VUL’S PURCHASED IN 2008 WERE MISREPRESENTED.
- Damage Amount Requested: $15,188.89
- Arbitration Docket Number:
- Broker Comment: THE FEATURES AND FEES OF THE VARIABLE LIFE INSURANCE POLICIES WERE FULLY DISCLOSED TO THE CLIENTS PRIOR TO PURCHASE.
Should I file a FINRA complaint against brokers like RICHARD MICHAEL FERAULO?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by RICHARD MICHAEL FERAULO’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About RICHARD MICHAEL FERAULO
What is RICHARD FERAULO’s Central Registration Depository (CRD) Number?
Which firm is RICHARD MICHAEL FERAULO associated with?
FIDELITY BROKERAGE SERVICES LLC
Where is RICHARD FERAULO located?
900 SALEM STREET, SMITHFIELD, RI, 2917
Where can I find more details about RICHARD FERAULO’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/7784 to read a detailed report for FIDELITY BROKERAGE SERVICES LLC
Are there any disclosures, allegations or complaints filed against RICHARD MICHAEL FERAULO?
Where can I download a detailed FINRA report for RICHARD FERAULO?
Is it safe to do business with RICHARD MICHAEL FERAULO?
We’re not sure. Please research RICHARD FERAULO’s disclosures, allegations and complaints before taking a decision
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