RedFlags, Allegations and Complaints against RICHARD MICHAEL WATERS
Disclosure #1 for RICHARD WATERS
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- eventDate: 11/26/2002
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Closed-No Action
- Disclosure Detail :: Allegations: CLIENT ALLEGES SHE WAS NOT AWARE THAT SHE HAD PURCHASED AN ANNUITY.
- Damage Amount Requested: $18,806.89
- Arbitration Docket Number:
- Broker Comment: THE FIRM HAS INVESTIGATED THE CUSTOMER’S ALLEGATIONS AND FOUND IT TO BE WITHOUT MERIT.
Should I file a FINRA complaint against brokers like RICHARD MICHAEL WATERS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by RICHARD MICHAEL WATERS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About RICHARD MICHAEL WATERS
What is RICHARD WATERS’s Central Registration Depository (CRD) Number?
Which firm is RICHARD MICHAEL WATERS associated with?
INFINEX INVESTMENTS, INC.
Where is RICHARD WATERS located?
12612 US Hwy 301S, Dade City, FL, 33525
Where can I find more details about RICHARD WATERS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/35371 to read a detailed report for INFINEX INVESTMENTS, INC.
Are there any disclosures, allegations or complaints filed against RICHARD MICHAEL WATERS?
Where can I download a detailed FINRA report for RICHARD WATERS?
Is it safe to do business with RICHARD MICHAEL WATERS?
We’re not sure. Please research RICHARD WATERS’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:47 am
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