RICHARD SCOTT MCARTHUR at CHARLES SCHWAB & CO., INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 4146600

Disclosure #1 for RICHARD MCARTHUR

    • eventDate: 4/18/1990
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: criminalCharges :: Charges: Unlawfully, knowingly, or intentionally distribute, deliver, or dispense marijuana
    • Disposition: Amended
    • Amended Charges: Unlawfully, knowingly, or intentionally distribute, deliver, or dispense marijuana
    • Amended Charge Type: FELONY
    • Amended Charge Disposition: Convicted
    • Broker Comment: On August 13, 1993 after completion of the probation period the court set aside the conviction.

Should I file a FINRA complaint against brokers like RICHARD SCOTT MCARTHUR?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by RICHARD SCOTT MCARTHUR’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About RICHARD SCOTT MCARTHUR

What is RICHARD MCARTHUR’s Central Registration Depository (CRD) Number?

Which firm is RICHARD SCOTT MCARTHUR associated with?


Where is RICHARD MCARTHUR located?

200 South 108 Ave, Omaha, NE, 68154

Where can I find more details about RICHARD MCARTHUR’s Investment Firm?

Visit to read a detailed report for CHARLES SCHWAB & CO., INC.

Are there any disclosures, allegations or complaints filed against RICHARD SCOTT MCARTHUR?

Yes. There are disclosures, allegations, or complaints filed against RICHARD SCOTT MCARTHUR. Click here to view all details

Where can I download a detailed FINRA report for RICHARD MCARTHUR?

Click here to download a detailed FINRA report for RICHARD MCARTHUR

Is it safe to do business with RICHARD SCOTT MCARTHUR?

We’re not sure. Please research RICHARD MCARTHUR’s disclosures, allegations and complaints before taking a decision

Originally reported on November 16, 2022 @ 12:52 am

The views and opinions expressed in these articles are those of the source and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.

This article is syndicated automatically through a third-party agency from

To view the original article at, you can visit




We will be happy to hear your thoughts

Leave a reply

The Skeptic Files
Register New Account