RedFlags, Allegations and Complaints against Richard Vincent LaSala
Disclosure #1 for Richard LaSala
- eventDate: 8/8/2011
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: criminalCharges :: Charges: COCAINE/POSSESSION
- Disposition: Dismissed
- Broker Comment: BROKER HAS STATED THEY WERE WRONGFULLY ARRESETED, NO CHARGES, CASE DROPPED – NOLLE PROS
Should I file a FINRA complaint against brokers like Richard Vincent LaSala?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Richard Vincent LaSala’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Richard Vincent LaSala
What is Richard LaSala’s Central Registration Depository (CRD) Number?
Which firm is Richard Vincent LaSala associated with?
JOSEPH GUNNAR & CO. LLC
Where is Richard LaSala located?
30 BROAD STREET, NEW YORK, NY, 10004
Where can I find more details about Richard LaSala’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/24795 to read a detailed report for JOSEPH GUNNAR & CO. LLC
Are there any disclosures, allegations or complaints filed against Richard Vincent LaSala?
Where can I download a detailed FINRA report for Richard LaSala?
Is it safe to do business with Richard Vincent LaSala?
We’re not sure. Please research Richard LaSala’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:31 pm
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