RedFlags, Allegations and Complaints against ROBERT EDWIN HILL
Disclosure #1 for ROBERT HILL
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- eventDate: 3/21/2009
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: CLIENT ALLEGES REPRESENTATIVE DID NOT RE-ALLOCATE INVESTMENTS INTO MORE CONSERVATIVE POSITIONS
- Damage Amount Requested: $207,572.00
- Settlement Amount: $13,182.67
- Arbitration Docket Number:
- Broker Comment: FIRM INVESTIGATED ALLEGATIONS, DETERMINED INSTRUCTIONS WERE GIVEN TO REPRESENTATIVE AND TRADES SHOULD HAVE BEEN EXECUTED THE BUSINESS FOLLOWING THE CLIENT MEETING. CLIENT ACCOUNTS WERE CREDITED WITH CORRECTED NAV TOTALLING APPROX $13,000.
Should I file a FINRA complaint against brokers like ROBERT EDWIN HILL?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ROBERT EDWIN HILL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About ROBERT EDWIN HILL
What is ROBERT HILL’s Central Registration Depository (CRD) Number?
Which firm is ROBERT EDWIN HILL associated with?
INDEPENDENT FINANCIAL GROUP, LLC
Where is ROBERT HILL located?
30448 Rancho Viejo Road, SAN Juan Capistrano, CA, 92675
Where can I find more details about ROBERT HILL’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/7717 to read a detailed report for INDEPENDENT FINANCIAL GROUP, LLC
Are there any disclosures, allegations or complaints filed against ROBERT EDWIN HILL?
Where can I download a detailed FINRA report for ROBERT HILL?
Is it safe to do business with ROBERT EDWIN HILL?
We’re not sure. Please research ROBERT HILL’s disclosures, allegations and complaints before taking a decision
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