RedFlags, Allegations and Complaints against ROBERT EUGENE ADAMS
Disclosure #1 for ROBERT ADAMS
- eventDate: 5/2/1999
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: THERE WAS NO SPECIFIC DOLLAR AMOUNT OF ALLEGED OR ACTUAL DAMAGES. I AS NAMED ALONG WITH MY EMPLOYER, AMERICAN EXPRESS, AS A DEFENDENT. NO ALLEGATIONS WERE SPECIFICALLY STATED AGAINST ME. COUNT 1 ALLEGED FRAUD WHICH DISMISSED AGAINST ME. COUNT 11 & 111 ALLEGED BREACH OF FIDUCIARY DUTY & FAILURE TO USE DUE CARE IN MANAGING CLIENT’S ACCOUNT.
- Settlement Amount: $40,000.00
- Arbitration Docket Number:
- Broker Comment: I WAS DISMISSED AS PART OF THE SETTLEMENT I DID NOT CONTRIBUTE TO THE $20,000 SETTLEMENT. Not Provided
Should I file a FINRA complaint against brokers like ROBERT EUGENE ADAMS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ROBERT EUGENE ADAMS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About ROBERT EUGENE ADAMS
What is ROBERT ADAMS’s Central Registration Depository (CRD) Number?
Which firm is ROBERT EUGENE ADAMS associated with?
LPL FINANCIAL LLC
Where is ROBERT ADAMS located?
310 EASTDALE CIRCLE, MONTGOMERY, AL, 36117
Where can I find more details about ROBERT ADAMS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against ROBERT EUGENE ADAMS?
Where can I download a detailed FINRA report for ROBERT ADAMS?
Is it safe to do business with ROBERT EUGENE ADAMS?
We’re not sure. Please research ROBERT ADAMS’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:38 am
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