RedFlags, Allegations and Complaints against ROBERT STUART HOLDEN
Disclosure #1 for ROBERT HOLDEN
- Event Date: 2/13/2004
- Disclosure Type: Criminal
- Resolution: Final Disposition
- criminalCharges :: Charges: PROVIDING FALSE REPORT
- Disposition: Pled guilty
- Broker Comment: WHILE ATTENDING COLLEGE IN FLORIDA, A COLLEGE FRIEND DROVE MY CAR INTO A HOUSE. OFFICER RESPONDED TO THE SCEENE AND MADE THE ASSUMPTION AND DOCUMENTED IN HIS REPORT I WAS THE DRIVER. I WAS DISMISSED IN COURT FOR THE TRAFFIC VIOLATION, HOWEVER, THE COURT CHARGED ME WITH FALSE REPORT FOR FAILING TO PROVIDE MY FULL LEGAL NAME, ROBERT STUART HOLDEN III. THE INITIAL TRAFFIC REPORT STATED, STUART HOLDEN, I AM KNOWN AND GO BY MY MIDDLE NAME (STUART).
Should I file a FINRA complaint against brokers like ROBERT STUART HOLDEN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ROBERT STUART HOLDEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About ROBERT STUART HOLDEN
What is ROBERT HOLDEN’s Central Registration Depository (CRD) Number?
Which firm is ROBERT STUART HOLDEN associated with?
PRINCIPAL SECURITIES, INC.
Where is ROBERT HOLDEN located?
1155 AVE OF THE AMERICAS, NEW YORK, NY, 10036
Where can I find more details about ROBERT HOLDEN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/1137 to read a detailed report for PRINCIPAL SECURITIES, INC.
Are there any disclosures, allegations or complaints filed against ROBERT STUART HOLDEN?
Where can I download a detailed FINRA report for ROBERT HOLDEN?
Is it safe to do business with ROBERT STUART HOLDEN?
We’re not sure. Please research ROBERT HOLDEN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:40 pm
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