RedFlags, Allegations and Complaints against Ronald Edward Wilson
Disclosure #1 for Ronald Wilson
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- eventDate: 4/21/1998
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Closed-No Action
- Disclosure Detail :: Allegations: THE CUSTOMERS PURCHASED A 2ND TO DIE LIFE INSURANCE POLCIY TO MEET ESTATE PLANNING NEEDS, WHICH WAS LARGER IN FACE AMOUNT AND PREMIUM THAN INDIVIDUAL POLICIES. CUSTOMER FAVORED VANISHING PREMIUM STRATEGY TO PAY PREMIUMS AND INTEREST RATES DROPPED REQUIRING THEM TO PAY PREMIUM W/PERSONAL FUNDS LONGER.
- Damage Amount Requested: $1,500.00
- Arbitration Docket Number:
- Broker Comment: NOT PROVIDED ON 7/13/1998 I SPOKE WITH THE INVESTIGATOR AT THE ARIZONA INSURANCE COMMISSION WHO IS HANDLING THIS COMPLAINT. THE LIFE INSURANCE COMPANY STATED THE DIVIDENDS IN THE POLICY WOULD PERFORM AS ILLUSTRATED AND IF NOT, THEY (SUN LIFE) WOULD PAY ANY PREMIUMS DUE AS IF THE PREMIUMS HAD VANISHED. IN MY CONVERSATION WITH THE STATE, THEY INDICATED THAT NO FURTHER CORRESPONDENCE WOULD BE SENT REGARDING THIS MATTER.
Should I file a FINRA complaint against brokers like Ronald Edward Wilson?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Ronald Edward Wilson’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Ronald Edward Wilson
What is Ronald Wilson’s Central Registration Depository (CRD) Number?
Which firm is Ronald Edward Wilson associated with?
TRANSAMERICA FINANCIAL ADVISORS, INC
Where is Ronald Wilson located?
2560 E 10TH Street, Tucson, AZ, 85716
Where can I find more details about Ronald Wilson’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/16164 to read a detailed report for TRANSAMERICA FINANCIAL ADVISORS, INC
Are there any disclosures, allegations or complaints filed against Ronald Edward Wilson?
Where can I download a detailed FINRA report for Ronald Wilson?
Is it safe to do business with Ronald Edward Wilson?
We’re not sure. Please research Ronald Wilson’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:39 pm
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