RedFlags, Allegations and Complaints against RONALD JOHN GIUNTA
Disclosure #1 for RONALD GIUNTA
-
- eventDate: 7/11/1987
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: criminalCharges :: Charges: MINOR IN POSSESSION OF ALCOHOL & FALSE IDENTIFICATION.
- Disposition: A FINE OF $125 FOR MINOR IN POSSESSION OF ALCOHOL, ACQUITTED OF THE CHARGE OF FALSE IDENTIFICATION. .
- Broker Comment: I WAS DRIVING HOME TO BOSTON FROM A WEEKEND IN N.J WITH 2 COLLEGE FRIENDS. THE DRIVER OF THE CAR WAS PULLED OVER FOR SPEEDING. A BOTTLE OF WHISKEY WAS IN THE CAR AT THE TIME WE WERE PULLED OVER, AND WE WERE ARRESTED FOR HAVING IT IN OUR POSSESSION BECAUSE WE WERE ONLY 20 YEARS OLD. ALSO DO NOT FEEL THIS PERTAINS TO ANY QUESTION ON PG 3 OF U4.
Should I file a FINRA complaint against brokers like RONALD JOHN GIUNTA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by RONALD JOHN GIUNTA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About RONALD JOHN GIUNTA
What is RONALD GIUNTA’s Central Registration Depository (CRD) Number?
Which firm is RONALD JOHN GIUNTA associated with?
LPL FINANCIAL LLC
Where is RONALD GIUNTA located?
400 TRADE CENTER STE 4990, WOBURN, MA, 1801
Where can I find more details about RONALD GIUNTA’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against RONALD JOHN GIUNTA?
Where can I download a detailed FINRA report for RONALD GIUNTA?
Is it safe to do business with RONALD JOHN GIUNTA?
We’re not sure. Please research RONALD GIUNTA’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:44 am
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/ronald-john-giunta-lpl-financial-llc/.
