RedFlags, Allegations and Complaints against RONN FRANKLIN CASTLE
Disclosure #1 for RONN CASTLE
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- eventDate: 10/5/2001
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CUSTOMER ALLEGES THAT MUTUAL FUND RECOMMENDATIONS BETWEEN OCTOBER 2000 AND AUGUST 2001 WERE UNSUITABLE, AND THAT INVESTMENT INSTRUCTIONS WERE NOT FOLLOWED. I DENY THESE ALLEGATIONS. THE INVESTMENTS WERE CONSISTENT WITH DISCUSSIONS WE HAVE HAD SINCE SHE BECAME A CLIENT IN 1993, AND I HAVE FOLLOWED ALL INVESTMENT INSTRUCTIONS.
- Damage Amount Requested: $36,000.00
- Arbitration Docket Number:
- Broker Comment: CLAIM HAS BEEN DENIED.
Should I file a FINRA complaint against brokers like RONN FRANKLIN CASTLE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by RONN FRANKLIN CASTLE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About RONN FRANKLIN CASTLE
What is RONN CASTLE’s Central Registration Depository (CRD) Number?
Which firm is RONN FRANKLIN CASTLE associated with?
LPL FINANCIAL LLC
Where is RONN CASTLE located?
12504 W. 2ND DR., LAKEWOOD, CO, 80228
Where can I find more details about RONN CASTLE’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against RONN FRANKLIN CASTLE?
Where can I download a detailed FINRA report for RONN CASTLE?
Is it safe to do business with RONN FRANKLIN CASTLE?
We’re not sure. Please research RONN CASTLE’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:38 am
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