RedFlags, Allegations and Complaints against Roy Payo
Disclosure #1 for Roy Payo
- eventDate: 8/3/2020
- Disclosure Type: Judgment / Lien
- Disclosure Resolution:
- Disclosure Detail :: Judgment/Lien Amount: $11,129.19
- Judgment/Lien Type: Civil
Should I file a FINRA complaint against brokers like Roy Payo?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Roy Payo’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Roy Payo
What is Roy Payo’s Central Registration Depository (CRD) Number?
Which firm is Roy Payo associated with?
CETERA ADVISORS LLC
Where is Roy Payo located?
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA, 90245
Where can I find more details about Roy Payo’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/10299 to read a detailed report for CETERA ADVISORS LLC
Are there any disclosures, allegations or complaints filed against Roy Payo?
Where can I download a detailed FINRA report for Roy Payo?
Is it safe to do business with Roy Payo?
We’re not sure. Please research Roy Payo’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:32 pm
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