RedFlags, Allegations and Complaints against SCOTT ANDREW BEFORT
Disclosure #1 for SCOTT BEFORT
-
- eventDate: 4/27/2005
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Withdrawn
- Disclosure Detail :: Allegations: CUSTOMER ALLEGED UNSUITABILITY AND FAILURE TO FOLLOW INSTRUCTIONS. A DAMAGE AMOUNT WAS NOT SPECIFIED.
- Arbitration Docket Number:
- Broker Comment: CUSTOMER SENT LETTER DATED 05/05/2005 INDICATING THAT THE ISSUES HE RAISED IN PREVIOUS LETTER WAS SIMPLY VENTING, SHOULD NOT HAVE BEEN LITERALLY CONSTRUED AND WERE PRECIPITATED BY HIS FRUSTRATION THAT REVISING HIS INVESTMENT STRATEGY WAS NOT BEING ADDRESSED AND PERCEPTION THAT THE BUSINESS RELATIONSHIP IS NOT WHAT IT SHOULD BE.
Should I file a FINRA complaint against brokers like SCOTT ANDREW BEFORT?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by SCOTT ANDREW BEFORT’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About SCOTT ANDREW BEFORT
What is SCOTT BEFORT’s Central Registration Depository (CRD) Number?
Which firm is SCOTT ANDREW BEFORT associated with?
RBC CAPITAL MARKETS, LLC
Where is SCOTT BEFORT located?
4001 W. 114TH ST, LEAWOOD, KS, 66211-2604
Where can I find more details about SCOTT BEFORT’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/31194 to read a detailed report for RBC CAPITAL MARKETS, LLC
Are there any disclosures, allegations or complaints filed against SCOTT ANDREW BEFORT?
Where can I download a detailed FINRA report for SCOTT BEFORT?
Is it safe to do business with SCOTT ANDREW BEFORT?
We’re not sure. Please research SCOTT BEFORT’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:41 am
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/scott-andrew-befort-rbc-capital-markets-llc/.
