RedFlags, Allegations and Complaints against SCOTT D NICHOLAS
Disclosure #1 for SCOTT NICHOLAS
- eventDate: 12/6/2006
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENTS ALLEGE BEING, PRESSURED AND HARASSED INTO SELLING DELPHI STOCK ON DECEMBER 01, 2005. ALLEGES $14980.00 DAMAGES.
- Damage Amount Requested: $14,980.00
- Arbitration Docket Number:
- Broker Comment: THE FIRM DETERMINED THE ALLEGATIONS TO BE WITHOUT MERIT.
Should I file a FINRA complaint against brokers like SCOTT D NICHOLAS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by SCOTT D NICHOLAS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About SCOTT D NICHOLAS
What is SCOTT NICHOLAS’s Central Registration Depository (CRD) Number?
Which firm is SCOTT D NICHOLAS associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is SCOTT NICHOLAS located?
9475 Holly Rd, Grand Blanc, MI, 48439
Where can I find more details about SCOTT NICHOLAS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against SCOTT D NICHOLAS?
Where can I download a detailed FINRA report for SCOTT NICHOLAS?
Is it safe to do business with SCOTT D NICHOLAS?
We’re not sure. Please research SCOTT NICHOLAS’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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