RedFlags, Allegations and Complaints against Sean Michael Darling
Disclosure #1 for Sean Darling
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- eventDate: 10/16/2001
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CUSTOMERS ALLEGE THE VARIABLE ANNUITY AND SUB ACCOUNTS RECOMMENDED IN FEBURARY OF 2000 WERE UNSUITABLE.
- Damage Amount Requested: $25,000.00
- Arbitration Docket Number:
- Broker Comment: THE CUSTOMERS’S ALLEGATIONS WERE REVIEWED AND DENIED. THE RECOMMENDATIONS WERE APPROPIATE BASED UPON THE CUSTOMERS STATED TIME HORIZON, RISK TOLERANCE, INVESTMENT OBJECTIVE AND PREVIOUS INVESTMENT EXPERIENCE.
Should I file a FINRA complaint against brokers like Sean Michael Darling?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Sean Michael Darling’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Sean Michael Darling
What is Sean Darling’s Central Registration Depository (CRD) Number?
Which firm is Sean Michael Darling associated with?
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Where is Sean Darling located?
9000 SOUTHSIDE BLVD, JACKSONVILLE, FL, 32256
Where can I find more details about Sean Darling’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/7691 to read a detailed report for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Are there any disclosures, allegations or complaints filed against Sean Michael Darling?
Where can I download a detailed FINRA report for Sean Darling?
Is it safe to do business with Sean Michael Darling?
We’re not sure. Please research Sean Darling’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:31 pm
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