RedFlags, Allegations and Complaints against SHEILA LEAH SPICEHANDLER
Disclosure #1 for SHEILA SPICEHANDLER
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- eventDate: 5/28/2020
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: The client alleged that her advisor recommended she not invest in her employer-sponsored retirement plan in lieu of fixed insurance policies thereby foregoing the employer matching contributions.
- Damage Amount Requested: $15,480.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like SHEILA LEAH SPICEHANDLER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by SHEILA LEAH SPICEHANDLER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About SHEILA LEAH SPICEHANDLER
What is SHEILA SPICEHANDLER’s Central Registration Depository (CRD) Number?
Which firm is SHEILA LEAH SPICEHANDLER associated with?
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Where is SHEILA SPICEHANDLER located?
1700 E PUTNAM AVE, OLD GREENWICH, CT, 6870
Where can I find more details about SHEILA SPICEHANDLER’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/11025 to read a detailed report for WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Are there any disclosures, allegations or complaints filed against SHEILA LEAH SPICEHANDLER?
Where can I download a detailed FINRA report for SHEILA SPICEHANDLER?
Is it safe to do business with SHEILA LEAH SPICEHANDLER?
We’re not sure. Please research SHEILA SPICEHANDLER’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:49 am
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