SHEILA LEAH SPICEHANDLER at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 3096139


    • eventDate: 5/28/2020
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: The client alleged that her advisor recommended she not invest in her employer-sponsored retirement plan in lieu of fixed insurance policies thereby foregoing the employer matching contributions.
    • Damage Amount Requested: $15,480.00
    • Arbitration Docket Number:

Should I file a FINRA complaint against brokers like SHEILA LEAH SPICEHANDLER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by SHEILA LEAH SPICEHANDLER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About SHEILA LEAH SPICEHANDLER

What is SHEILA SPICEHANDLER’s Central Registration Depository (CRD) Number?

Which firm is SHEILA LEAH SPICEHANDLER associated with?




Where can I find more details about SHEILA SPICEHANDLER’s Investment Firm?

Visit to read a detailed report for WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Are there any disclosures, allegations or complaints filed against SHEILA LEAH SPICEHANDLER?

Yes. There are disclosures, allegations, or complaints filed against SHEILA LEAH SPICEHANDLER. Click here to view all details

Where can I download a detailed FINRA report for SHEILA SPICEHANDLER?

Click here to download a detailed FINRA report for SHEILA SPICEHANDLER

Is it safe to do business with SHEILA LEAH SPICEHANDLER?

We’re not sure. Please research SHEILA SPICEHANDLER’s disclosures, allegations and complaints before taking a decision

Originally reported on November 16, 2022 @ 12:49 am

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