RedFlags, Allegations and Complaints against STEPHEN H BRIGGS
Disclosure #1 for STEPHEN BRIGGS
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- eventDate: 12/21/2005
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT ALLEGES THAT AGENT TOLD HER SHE WOULD NEVER PAY ANY PREMIUM TOWARDS THE VARIABLE UNIVERSAL LIFE INSURANCE POLICY (PURCHASED IN JUNE 2000) FOR AS LONG AS SHE LIVED. CLIENT ALSO ALLEGES THAT SHE DID NOT KNOW THAT HER INSURANCE WAS GOING TO BE GOVERNED BY THE STOCK MARKET. CLIENT REQUESTS THAT METLIFE INVESIGATE THIS ISSUE OF MISREPRESENTATION BY THE AGENT.
- Damage Amount Requested: $19,674.76
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like STEPHEN H BRIGGS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by STEPHEN H BRIGGS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About STEPHEN H BRIGGS
What is STEPHEN BRIGGS’s Central Registration Depository (CRD) Number?
Which firm is STEPHEN H BRIGGS associated with?
CITIZENS SECURITIES, INC.
Where is STEPHEN BRIGGS located?
8715 MENTOR AVENUE, MENTOR, OH, 44060
Where can I find more details about STEPHEN BRIGGS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/39550 to read a detailed report for CITIZENS SECURITIES, INC.
Are there any disclosures, allegations or complaints filed against STEPHEN H BRIGGS?
Where can I download a detailed FINRA report for STEPHEN BRIGGS?
Is it safe to do business with STEPHEN H BRIGGS?
We’re not sure. Please research STEPHEN BRIGGS’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:38 pm
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