RedFlags, Allegations and Complaints against STEVEN JOSEPH STERCHELE
Disclosure #1 for STEVEN STERCHELE
- eventDate: 2/4/2021
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: Claimant alleges that Respondents failed to disclose the terms of his margin account and that between December 2019 and March 31, 2020, liquidations to satisfy margin requirements resulted in approximately $600,000 in damages.
- Damage Amount Requested: $600,000.00
- Settlement Amount: $15,000.00
- DisplayAAOLinkIfExists: Y
- Arbitration Docket Number: 21-00002
- Broker Comment: Ameriprise settled this matter to avoid the costs of FINRA arbitration.
Should I file a FINRA complaint against brokers like STEVEN JOSEPH STERCHELE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by STEVEN JOSEPH STERCHELE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About STEVEN JOSEPH STERCHELE
What is STEVEN STERCHELE’s Central Registration Depository (CRD) Number?
Which firm is STEVEN JOSEPH STERCHELE associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is STEVEN STERCHELE located?
15255 S 94TH AVENUE, ORLAND PARK, IL, 60462
Where can I find more details about STEVEN STERCHELE’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against STEVEN JOSEPH STERCHELE?
Where can I download a detailed FINRA report for STEVEN STERCHELE?
Is it safe to do business with STEVEN JOSEPH STERCHELE?
We’re not sure. Please research STEVEN STERCHELE’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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