RedFlags, Allegations and Complaints against SUSAN KATHRYN LACINA
Disclosure #1 for SUSAN LACINA
- eventDate: 6/27/2009
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CUSTOMER ALLEGES FINANCIAL ADVISOR MISMANAGED CLIENT’S VARIABLE ANNUITY RESULTING IN LOSSES.
- Damage Amount Requested: $13,000.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like SUSAN KATHRYN LACINA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by SUSAN KATHRYN LACINA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About SUSAN KATHRYN LACINA
What is SUSAN LACINA’s Central Registration Depository (CRD) Number?
Which firm is SUSAN KATHRYN LACINA associated with?
KINECTA FINANCIAL & INSURANCE SERVICES
Where is SUSAN LACINA located?
973 S. WESTLAKE BLVD., WESTLAKE VILLAGE, CA, 91361
Where can I find more details about SUSAN LACINA’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/136597 to read a detailed report for KINECTA FINANCIAL & INSURANCE SERVICES
Are there any disclosures, allegations or complaints filed against SUSAN KATHRYN LACINA?
Where can I download a detailed FINRA report for SUSAN LACINA?
Is it safe to do business with SUSAN KATHRYN LACINA?
We’re not sure. Please research SUSAN LACINA’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
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