TAYLOR JEROME RIPKA at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 5663828

Disclosure #1 for TAYLOR RIPKA

    • Event Date: 2/19/2021
    • Disclosure Type: Customer Dispute
    • Resolution: Settled
    • Allegations: The clients allege the investments they purchased in 2013-2019 were unsuitable, illiquid, and misrepresented to them by the representative. Additionally, the clients allege the firm failed to supervise the actions of the representative and to conduct adequate due diligence.
    • Settlement Amount: $72,500.00
    • Arbitration Docket Number:
    • Broker Comment: The representative was not involved in the sale of all the investments at issue in the claim. The representative believes the products he recommended to the client were suitable. The Firm, solely to compromise and settle disputed claims, agreed to settle an arbitration with the Claimants.

Should I file a FINRA complaint against brokers like TAYLOR JEROME RIPKA?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by TAYLOR JEROME RIPKA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About TAYLOR JEROME RIPKA

What is TAYLOR RIPKA’s Central Registration Depository (CRD) Number?

Which firm is TAYLOR JEROME RIPKA associated with?


Where is TAYLOR RIPKA located?


Where can I find more details about TAYLOR RIPKA’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/13609 to read a detailed report for BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Are there any disclosures, allegations or complaints filed against TAYLOR JEROME RIPKA?

Yes. There are disclosures, allegations, or complaints filed against TAYLOR JEROME RIPKA. Click here to view all details

Where can I download a detailed FINRA report for TAYLOR RIPKA?

Click here to download a detailed FINRA report for TAYLOR RIPKA

Is it safe to do business with TAYLOR JEROME RIPKA?

We’re not sure. Please research TAYLOR RIPKA’s disclosures, allegations and complaints before taking a decision

Originally reported on November 16, 2022 @ 12:42 am

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