RedFlags, Allegations and Complaints against THEODORE CHARLES HOROWITZ
Disclosure #1 for THEODORE HOROWITZ
- eventDate: 3/1/2021
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: The client alleged his advisor provided him with poor recommendations in 2020 to not reinvest his cash back into the market.
- Damage Amount Requested: $7,796.13
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like THEODORE CHARLES HOROWITZ?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by THEODORE CHARLES HOROWITZ’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About THEODORE CHARLES HOROWITZ
What is THEODORE HOROWITZ’s Central Registration Depository (CRD) Number?
Which firm is THEODORE CHARLES HOROWITZ associated with?
KESTRA INVESTMENT SERVICES, LLC
Where is THEODORE HOROWITZ located?
16165 N 83rd Avenue, Peoria, AZ, 85382
Where can I find more details about THEODORE HOROWITZ’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/42046 to read a detailed report for KESTRA INVESTMENT SERVICES, LLC
Are there any disclosures, allegations or complaints filed against THEODORE CHARLES HOROWITZ?
Where can I download a detailed FINRA report for THEODORE HOROWITZ?
Is it safe to do business with THEODORE CHARLES HOROWITZ?
We’re not sure. Please research THEODORE HOROWITZ’s disclosures, allegations and complaints before taking a decision
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