RedFlags, Allegations and Complaints against THOMAS ANTON FONS
Disclosure #1 for THOMAS FONS
- eventDate: 8/14/2020
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: Claimants allege misrepresentation regarding a variable annuity from 2003 to 2017.
- Damage Amount Requested: $1,000,000.00
- Settlement Amount: $67,500.00
- DisplayAAOLinkIfExists: Y
- Arbitration Docket Number: 20-02059
Should I file a FINRA complaint against brokers like THOMAS ANTON FONS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by THOMAS ANTON FONS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About THOMAS ANTON FONS
What is THOMAS FONS’s Central Registration Depository (CRD) Number?
Which firm is THOMAS ANTON FONS associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is THOMAS FONS located?
2717 Commercial Center Blvd, Katy, TX, 77494
Where can I find more details about THOMAS FONS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against THOMAS ANTON FONS?
Where can I download a detailed FINRA report for THOMAS FONS?
Is it safe to do business with THOMAS ANTON FONS?
We’re not sure. Please research THOMAS FONS’s disclosures, allegations and complaints before taking a decision
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