THOMAS ANTON FONS at AMERIPRISE FINANCIAL SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 2738064

Disclosure #1 for THOMAS FONS

    • eventDate: 8/14/2020
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: Claimants allege misrepresentation regarding a variable annuity from 2003 to 2017.
    • Damage Amount Requested: $1,000,000.00
    • Settlement Amount: $67,500.00
    • DisplayAAOLinkIfExists: Y
    • Arbitration Docket Number: 20-02059

Should I file a FINRA complaint against brokers like THOMAS ANTON FONS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by THOMAS ANTON FONS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About THOMAS ANTON FONS

What is THOMAS FONS’s Central Registration Depository (CRD) Number?

Which firm is THOMAS ANTON FONS associated with?


Where is THOMAS FONS located?

2717 Commercial Center Blvd, Katy, TX, 77494

Where can I find more details about THOMAS FONS’s Investment Firm?

Visit to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC

Are there any disclosures, allegations or complaints filed against THOMAS ANTON FONS?

Yes. There are disclosures, allegations, or complaints filed against THOMAS ANTON FONS. Click here to view all details

Where can I download a detailed FINRA report for THOMAS FONS?

Click here to download a detailed FINRA report for THOMAS FONS

Is it safe to do business with THOMAS ANTON FONS?

We’re not sure. Please research THOMAS FONS’s disclosures, allegations and complaints before taking a decision

The views and opinions expressed in these articles are those of the source and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.

This article is syndicated automatically through a third-party agency from

To view the original article at, you can visit




We will be happy to hear your thoughts

Leave a reply

The Skeptic Files
Register New Account