RedFlags, Allegations and Complaints against THOMAS BENNETT FLEISHEL
Disclosure #1 for THOMAS FLEISHEL
- eventDate: 2/1/2002
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Closed-No Action
- Disclosure Detail :: Allegations: CLAIMANT, A WIDOWED MOTHER, ALLEGES THAT FA PLACED FUNDS TIH MONEY MANAGERS WHO IN TURN UTILIZED HIGH RISK STRATEGIES WHICH LOST $60,000-70,000 IN LOSSES AND FORCED HER TO WITHDRAW AN ADDITION $56,000 FROM HER PRINCIPAL.
- Damage Amount Requested: $184,000.00
- Arbitration Docket Number:
- Broker Comment: NO LONGER REPORTABLE BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT RESULT IN A SETTLEMENT OF $10,000 OR MORE. PLEASE ARCHIVE.
Should I file a FINRA complaint against brokers like THOMAS BENNETT FLEISHEL?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by THOMAS BENNETT FLEISHEL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About THOMAS BENNETT FLEISHEL
What is THOMAS FLEISHEL’s Central Registration Depository (CRD) Number?
Which firm is THOMAS BENNETT FLEISHEL associated with?
RAYMOND JAMES FINANCIAL SERVICES, INC.
Where is THOMAS FLEISHEL located?
812 N. WOODLAND BLVD, DELAND, FL, 32720
Where can I find more details about THOMAS FLEISHEL’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6694 to read a detailed report for RAYMOND JAMES FINANCIAL SERVICES, INC.
Are there any disclosures, allegations or complaints filed against THOMAS BENNETT FLEISHEL?
Where can I download a detailed FINRA report for THOMAS FLEISHEL?
Is it safe to do business with THOMAS BENNETT FLEISHEL?
We’re not sure. Please research THOMAS FLEISHEL’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:52 am
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