RedFlags, Allegations and Complaints against Thomas Christian Birks
Disclosure #1 for Thomas Birks
- eventDate: 3/15/2001
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE CLIENT ALLEGES THAT AT NO POINT DID [MR. BIRKS ADVISE [HIM THAT THERE WAS A PENALTY DECLINING BALANCE OVER FIVE YEARS FOR [HIM TO HAVE ACCESS TO THESE FUNDS.
- Damage Amount Requested: $5,013.00
- Arbitration Docket Number:
- Broker Comment: CLAIM DENIED AS WITHOUT MERIT.
Should I file a FINRA complaint against brokers like Thomas Christian Birks?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Thomas Christian Birks’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Thomas Christian Birks
What is Thomas Birks’s Central Registration Depository (CRD) Number?
Which firm is Thomas Christian Birks associated with?
ALLSTATE FINANCIAL SERVICES, LLC
Where is Thomas Birks located?
329 Belleville Ave 2nd Floor, Bloomfield, NJ, 07003-3600
Where can I find more details about Thomas Birks’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/18272 to read a detailed report for ALLSTATE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against Thomas Christian Birks?
Where can I download a detailed FINRA report for Thomas Birks?
Is it safe to do business with Thomas Christian Birks?
We’re not sure. Please research Thomas Birks’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:38 pm
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