RedFlags, Allegations and Complaints against THOMAS GARY PETERSON
Disclosure #1 for THOMAS PETERSON
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- eventDate: 3/3/2017
- Disclosure Type: Financial
- Disclosure Resolution: Final
- Disclosure Detail :: Type: Bankruptcy
- Disposition: Discharged
- Broker Comment: Due to increasing medical expenses related to child in Neonatal Intensive Care Unit.
Should I file a FINRA complaint against brokers like THOMAS GARY PETERSON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by THOMAS GARY PETERSON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About THOMAS GARY PETERSON
What is THOMAS PETERSON’s Central Registration Depository (CRD) Number?
Which firm is THOMAS GARY PETERSON associated with?
SIGMA FINANCIAL CORPORATION
Where is THOMAS PETERSON located?
423 FINANCIAL COURT, ROCKFORD, IL, 61107
Where can I find more details about THOMAS PETERSON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/14303 to read a detailed report for SIGMA FINANCIAL CORPORATION
Are there any disclosures, allegations or complaints filed against THOMAS GARY PETERSON?
Where can I download a detailed FINRA report for THOMAS PETERSON?
Is it safe to do business with THOMAS GARY PETERSON?
We’re not sure. Please research THOMAS PETERSON’s disclosures, allegations and complaints before taking a decision
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