RedFlags, Allegations and Complaints against THOMAS RICHARD FEZLER
Disclosure #1 for THOMAS FEZLER
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- eventDate: 10/16/2009
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: ALLEGED THAT INVESTMENT DOES NOT SUIT INVESTMENT OBJECTIVES THAT WERE STATED SEVERAL YEARS AGO. NO DAMAGE AMOUNT ALLEGED.
- Arbitration Docket Number:
- Broker Comment: THE FIRM REVIEWED THE ALLEGATIONS, DETERMINED THAT THEY WERE WITHOUT MERIT AND DENIED THE CLAIM.
Should I file a FINRA complaint against brokers like THOMAS RICHARD FEZLER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by THOMAS RICHARD FEZLER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About THOMAS RICHARD FEZLER
What is THOMAS FEZLER’s Central Registration Depository (CRD) Number?
Which firm is THOMAS RICHARD FEZLER associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is THOMAS FEZLER located?
1333 N CALIFORNIA BLVD, WALNUT CREEK, CA, 94596
Where can I find more details about THOMAS FEZLER’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against THOMAS RICHARD FEZLER?
Where can I download a detailed FINRA report for THOMAS FEZLER?
Is it safe to do business with THOMAS RICHARD FEZLER?
We’re not sure. Please research THOMAS FEZLER’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:39 am
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