RedFlags, Allegations and Complaints against TIMOTHY CHRISTIAN DRUMM
Disclosure #1 for TIMOTHY DRUMM
- eventDate: 2/6/2008
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT ALLEGED THAT HIS WRAP ACCOUNT WAS NEGLECTED AND THE INVESTMENT RECOMMENDATIONS WERE UNSUITABLE, CAUSING A LOSS IN THE ACCOUNT. INVESTMENTS PURCHASED IN APRIL 2004.
- Damage Amount Requested: $6,973.21
- Arbitration Docket Number:
- Broker Comment: THE FIRM FOUND THE ADVISOR SERVICS THE ACCOUNT PROPERLY AND THAT THE INVESTMENTS WERE SUITABLE FOR THE CLIENT’S GOALS AND OBJECTIVES AT THE TIME OF SALE.
Should I file a FINRA complaint against brokers like TIMOTHY CHRISTIAN DRUMM?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by TIMOTHY CHRISTIAN DRUMM’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About TIMOTHY CHRISTIAN DRUMM
What is TIMOTHY DRUMM’s Central Registration Depository (CRD) Number?
Which firm is TIMOTHY CHRISTIAN DRUMM associated with?
LPL FINANCIAL LLC
Where is TIMOTHY DRUMM located?
125 WOLF RD, SUITE 503-10, Albany, NY, 12205
Where can I find more details about TIMOTHY DRUMM’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC
Are there any disclosures, allegations or complaints filed against TIMOTHY CHRISTIAN DRUMM?
Where can I download a detailed FINRA report for TIMOTHY DRUMM?
Is it safe to do business with TIMOTHY CHRISTIAN DRUMM?
We’re not sure. Please research TIMOTHY DRUMM’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:40 am
The views and opinions expressed in these articles are those of the source BrokerAudit.com and do not necessarily reflect the official position of ‘Skeptic Files’, which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BrokerAudit.com.
To view the original article at BrokerAudit.com, you can visit https://www.brokeraudit.com/timothy-christian-drumm-lpl-financial-llc/.