Timothy J Vitense at INDEPENDENT FINANCIAL GROUP, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 6769859

Disclosure #1 for Timothy Vitense

    • eventDate: 5/19/2003
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: criminalCharges :: Charges: Manufacture/Deliver THC
    • Disposition: Pled guilty
    • Broker Comment: In May of 2003 I made a decision that I have come to regret every day since. I was an immature 20 yr old with no real direction. Instead of continuing my education after high school, I floundered between part-time jobs with a long-term plan. Without much structure or significant purpose, I began to involve myself with the wrong crowd and found myself making decisions I am now ashamed of. The worst decision was selling marijuana. I convinced myself at the time what I was doing was not a serious offense. I always found a way to conveniently look past the fact it was an illegal act. I ended up selling marijuana to a police officer in Milwaukee, WI and was charged with the manufacture/delivery of THC. I plead no contest to the charge. I was guilty of the crime I was charged with, and was ready to deal with the consequences. I spent time in a work release program in the summer of 2003. I was required to complete two years of probation, submit to random urinalysis testing, and maintain full-time employment and/or enrollment in school. I completed everything which was required. I have to live with the consequences of my behavior from 2003. I refuse to feel sorry for myself, and have taken the positives from this negative experience. I have paid the price for the mistakes I have made and ask you to look past this mistake and allow me to continue with my commitment to the company I represent.

Should I file a FINRA complaint against brokers like Timothy J Vitense?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by Timothy J Vitense’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Timothy J Vitense

What is Timothy Vitense’s Central Registration Depository (CRD) Number?

Which firm is Timothy J Vitense associated with?


Where is Timothy Vitense located?


Where can I find more details about Timothy Vitense’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7717 to read a detailed report for INDEPENDENT FINANCIAL GROUP, LLC

Are there any disclosures, allegations or complaints filed against Timothy J Vitense?

Yes. There are disclosures, allegations, or complaints filed against Timothy J Vitense. Click here to view all details

Where can I download a detailed FINRA report for Timothy Vitense?

Click here to download a detailed FINRA report for Timothy Vitense

Is it safe to do business with Timothy J Vitense?

We’re not sure. Please research Timothy Vitense’s disclosures, allegations and complaints before taking a decision

Originally reported on November 15, 2022 @ 11:35 pm

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