RedFlags, Allegations and Complaints against TIMOTHY PAUL BRADLEY
Disclosure #1 for TIMOTHY BRADLEY
- eventDate: 4/27/1999
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Closed-No Action
- Disclosure Detail :: Allegations: CLIENT LIQUIDATED $84,172.96 OF DELAWARE FUNDS ON 9/1/98 AND INVEST PROCEEDS INTO 5 FUNDS IN THE PUTNAM FAMILY. THE LIQUIDATION WAS NOT EFFECTED UNTIL 12 DAYS LATER (9/28/98). SUBSEQUENTLY, THE PUTNAM FUNDS WERE NOT PURCHASED WITH THE PROCEEDS UNTIL 10/16/98 EVEN THOUGH THE PROCEEDS WERE AT PUTNAM ON 10/12/98.
- Damage Amount Requested: $1.00
- Arbitration Docket Number:
- Broker Comment: NOT PROVIDED
Should I file a FINRA complaint against brokers like TIMOTHY PAUL BRADLEY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by TIMOTHY PAUL BRADLEY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About TIMOTHY PAUL BRADLEY
What is TIMOTHY BRADLEY’s Central Registration Depository (CRD) Number?
Which firm is TIMOTHY PAUL BRADLEY associated with?
CABOT LODGE SECURITIES LLC
Where is TIMOTHY BRADLEY located?
245 MAIN STREET, WHITE PLAINS, NY, 10601
Where can I find more details about TIMOTHY BRADLEY’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/159712 to read a detailed report for CABOT LODGE SECURITIES LLC
Are there any disclosures, allegations or complaints filed against TIMOTHY PAUL BRADLEY?
Where can I download a detailed FINRA report for TIMOTHY BRADLEY?
Is it safe to do business with TIMOTHY PAUL BRADLEY?
We’re not sure. Please research TIMOTHY BRADLEY’s disclosures, allegations and complaints before taking a decision
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