RedFlags, Allegations and Complaints against Tod David Ross
Disclosure #1 for Tod Ross
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- eventDate: 2/11/1994
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: criminalCharges :: Charges: 1. ARSON IN THE 1ST DEGREE (1) COUNT, VIOLATION O.C.G.A. SECTION 33-1-9(INSURNACE FRAUD) (2) COUNT, FELONY 2. FELONY CHARGE 3. CHARGES DISMISSED BY NOLLE PROSSING ( COPY OF COURT ORDER DISMISSAL ATTACHED) 4. N/A- NOT INVESTMENT RELATED
- Charge Type: FELONY
- Disposition: A. DISPOSITION-CHARGE DISMISSED (COPY OF DISMISSAL ATTACHED) B. 29 MARCH 2001 C. NO SENTENCE- DISMISSED; D.-G. N/A THE CHARGE AGAINST ME WAS DISMISSED ON 29 MARCH 2001, BY COURT ORDER ( COPY OF DISMISSAL ATTACHED ) ARSON IN THE 1ST DEGREE, INSURANCE FRAUD A) DISMISSED NOLLE PROSS
- Broker Comment: I WAS CHARGED WITH ARSON BUT I WAS DISMISSED FROM THESE CHARGES BY COURT ORDER ( COPY OF DISMISSAL ATTACHED) ON 29 MARCH 2001.
Should I file a FINRA complaint against brokers like Tod David Ross?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Tod David Ross’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About Tod David Ross
What is Tod Ross’s Central Registration Depository (CRD) Number?
Which firm is Tod David Ross associated with?
EQUITABLE ADVISORS, LLC
Where is Tod Ross located?
14851 N. SCOTTSDALE ROAD, SCOTTSDALE, AZ, 85254
Where can I find more details about Tod Ross’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6627 to read a detailed report for EQUITABLE ADVISORS, LLC
Are there any disclosures, allegations or complaints filed against Tod David Ross?
Where can I download a detailed FINRA report for Tod Ross?
Is it safe to do business with Tod David Ross?
We’re not sure. Please research Tod Ross’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:38 pm
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