RedFlags, Allegations and Complaints against TODD JAMES MONTALBO
Disclosure #1 for TODD MONTALBO
- Event Date: 6/18/1993
- Disclosure Type: Criminal
- Resolution: Final Disposition
- criminalCharges :: Charges: 1. 1 COUNT THEFT 4TH DEGREE (SHOPLIFTING) 2. MISDEMEANOR 3. NO CONTEST 4. N/A
- Charge Type: MISDEMEANOR
- Disposition: A. CONVICTION SET ASIDE B. 11/02/1993 C. 10 HOURS COMMUNITY SERVICE D. 90 DAY PROBATION E. 06/30/1993 F. 10 HOURS COMMUNITY SERVICE G. N/A
- Broker Comment: CHARGED WITH SHOPLIFTING TWO PACKS OF BATTERIES VALUED AT $9 TOTAL. PLED NO CONTEST.
Should I file a FINRA complaint against brokers like TODD JAMES MONTALBO?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by TODD JAMES MONTALBO’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About TODD JAMES MONTALBO
What is TODD MONTALBO’s Central Registration Depository (CRD) Number?
Which firm is TODD JAMES MONTALBO associated with?
WOODBURY FINANCIAL SERVICES, INC.
Where is TODD MONTALBO located?
130 SEWARD ST, JUNEAU, AK, 99801
Where can I find more details about TODD MONTALBO’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/421 to read a detailed report for WOODBURY FINANCIAL SERVICES, INC.
Are there any disclosures, allegations or complaints filed against TODD JAMES MONTALBO?
Where can I download a detailed FINRA report for TODD MONTALBO?
Is it safe to do business with TODD JAMES MONTALBO?
We’re not sure. Please research TODD MONTALBO’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:45 am
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