RedFlags, Allegations and Complaints against TODD STEVEN MACKLER
Disclosure #1 for TODD MACKLER
- eventDate: 3/6/2001
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: ALLEGES THAT FC FAILED TO PUT STOP ORDERS ON ALL POSITIONS IN HIS ACCOUNT. DAMAGES ARE UNSPECIFIED.
- Arbitration Docket Number:
- Broker Comment: THOMAS MIERSWA (212) 783-5802
Should I file a FINRA complaint against brokers like TODD STEVEN MACKLER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by TODD STEVEN MACKLER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About TODD STEVEN MACKLER
What is TODD MACKLER’s Central Registration Depository (CRD) Number?
Which firm is TODD STEVEN MACKLER associated with?
CETERA ADVISORS LLC
Where is TODD MACKLER located?
8505 TECHNOLOGY FOREST PLACE, THE WOODLANDS, TX, 77381
Where can I find more details about TODD MACKLER’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/10299 to read a detailed report for CETERA ADVISORS LLC
Are there any disclosures, allegations or complaints filed against TODD STEVEN MACKLER?
Where can I download a detailed FINRA report for TODD MACKLER?
Is it safe to do business with TODD STEVEN MACKLER?
We’re not sure. Please research TODD MACKLER’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:47 am
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