TRAVIS ALLEN ROUTT at AMERIPRISE FINANCIAL SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 2768395

Disclosure #1 for TRAVIS ROUTT

    • eventDate: 1/21/1992
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: criminalCharges :: Charges: Forgery of – Possess Driver Lic W Altered Date of Birth
    • Disposition: Deferred Adjudication
    • Broker Comment: At the age of 19, I received a citation for using a fake ID while in Florida. I attended college out of state and chose to resolve the matter by mailing in a check to pay the $51 fine.

Should I file a FINRA complaint against brokers like TRAVIS ALLEN ROUTT?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by TRAVIS ALLEN ROUTT’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About TRAVIS ALLEN ROUTT

What is TRAVIS ROUTT’s Central Registration Depository (CRD) Number?

Which firm is TRAVIS ALLEN ROUTT associated with?


Where is TRAVIS ROUTT located?

11300 US HIGHWAY 1, PALM BEACH GARDENS, FL, 33408-3293

Where can I find more details about TRAVIS ROUTT’s Investment Firm?

Visit to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC

Are there any disclosures, allegations or complaints filed against TRAVIS ALLEN ROUTT?

Yes. There are disclosures, allegations, or complaints filed against TRAVIS ALLEN ROUTT. Click here to view all details

Where can I download a detailed FINRA report for TRAVIS ROUTT?

Click here to download a detailed FINRA report for TRAVIS ROUTT

Is it safe to do business with TRAVIS ALLEN ROUTT?

We’re not sure. Please research TRAVIS ROUTT’s disclosures, allegations and complaints before taking a decision

Originally reported on November 16, 2022 @ 12:40 am

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