RedFlags, Allegations and Complaints against TROY MICHAEL TRAHAN
Disclosure #1 for TROY TRAHAN
- eventDate: 8/23/2016
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: Individual states that the Life Settlement Contracts (Viaticals) sold to him in 2009 by representative was without proper regard to his retirement horizon and needs and that representative failed to disclose the uncertainty and maintenance factors of the product.
- Damage Amount Requested: $181,797.45
- Settlement Amount: $65,000.00
- DisplayAAOLinkIfExists: Y
- Arbitration Docket Number: 16-02318
Should I file a FINRA complaint against brokers like TROY MICHAEL TRAHAN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by TROY MICHAEL TRAHAN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About TROY MICHAEL TRAHAN
What is TROY TRAHAN’s Central Registration Depository (CRD) Number?
Which firm is TROY MICHAEL TRAHAN associated with?
AMERIPRISE FINANCIAL SERVICES, LLC
Where is TROY TRAHAN located?
225 W Causeway Approach, Mandeville, LA, 70448
Where can I find more details about TROY TRAHAN’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/6363 to read a detailed report for AMERIPRISE FINANCIAL SERVICES, LLC
Are there any disclosures, allegations or complaints filed against TROY MICHAEL TRAHAN?
Where can I download a detailed FINRA report for TROY TRAHAN?
Is it safe to do business with TROY MICHAEL TRAHAN?
We’re not sure. Please research TROY TRAHAN’s disclosures, allegations and complaints before taking a decision
Originally reported on November 15, 2022 @ 11:38 pm
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