RedFlags, Allegations and Complaints against TY COLBY HODGES
Disclosure #1 for TY HODGES
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- Event Date: 1/10/2017
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: The client alleges a variable universal life insurance policy purchased in October 2013 was unsuitable.
- Damage Amount Requested: $16,495.50
- Arbitration Docket Number:
- Broker Comment: THE REPRESENTATIVE DENIES ALL THE CLIENT ALLEGATIONS IN LIGHT OF THE SIGNED CLIENT DOCUMENTS AND DISCLOSURES.
Should I file a FINRA complaint against brokers like TY COLBY HODGES?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by TY COLBY HODGES’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About TY COLBY HODGES
What is TY HODGES’s Central Registration Depository (CRD) Number?
Which firm is TY COLBY HODGES associated with?
SIGMA FINANCIAL CORPORATION
Where is TY HODGES located?
19230 STONE OAK PARKWAY, SAN ANTONIO, TX, 78258
Where can I find more details about TY HODGES’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/14303 to read a detailed report for SIGMA FINANCIAL CORPORATION
Are there any disclosures, allegations or complaints filed against TY COLBY HODGES?
Where can I download a detailed FINRA report for TY HODGES?
Is it safe to do business with TY COLBY HODGES?
We’re not sure. Please research TY HODGES’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:44 am
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